Hoi Yan (SFC:APO633) Wong
黃凱欣
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hoi Yan (SFC:APO633) Wong (黃凱欣), a licensed former licensee with CE reference APO633. Total licence records on file: 12.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| RHB Asset Management Limited 興業金融資產管理有限公司 |
RO | Type 1 — Dealing in securities | 2018-06-11 | 2018-12-18 |
| RHB Asset Management Limited 興業金融資產管理有限公司 |
RO | Type 4 — Advising on securities | 2018-06-11 | 2018-12-18 |
| RHB Asset Management Limited 興業金融資產管理有限公司 |
RO | Type 9 — Asset management | 2018-06-11 | 2019-01-10 |
| RHB Asset Management Limited 興業金融資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2017-11-21 | 2018-06-11 |
| RHB Asset Management Limited 興業金融資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2017-11-21 | 2018-06-11 |
| RHB Asset Management Limited 興業金融資產管理有限公司 |
Rep | Type 9 — Asset management | 2017-11-21 | 2018-06-11 |
| Daiwa SB Investments (HK) Limited 大和住銀投信投資顧問(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2011-07-15 | 2015-03-01 |
| Daiwa SB Investments (HK) Limited 大和住銀投信投資顧問(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2011-07-15 | 2015-03-01 |
| Daiwa SB Investments (HK) Limited 大和住銀投信投資顧問(香港)有限公司 |
Rep | Type 9 — Asset management | 2011-07-15 | 2015-03-01 |
| Kingsway Financial Services Group Limited 滙富金融服務有限公司 |
Rep | Type 4 — Advising on securities | 2009-11-10 | 2011-06-25 |
| Wing Fung Securities Limited 永豐證券有限公司 |
Rep | Type 1 — Dealing in securities | 2009-07-29 | 2009-10-14 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 4 — Advising on securities | 2007-10-15 | 2009-07-04 |