Chung Kwong Chang
曾中光
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chung Kwong Chang (曾中光), a licensed former licensee with CE reference ACT609. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Rayliant Asset Management Limited 銳聯資產管理有限公司 |
RO | Type 4 — Advising on securities | 2012-11-12 | 2016-06-14 |
| Rayliant Asset Management Limited 銳聯資產管理有限公司 |
RO | Type 9 — Asset management | 2012-02-20 | 2016-06-14 |
| Daiwa SB Investments (HK) Limited 大和住銀投信投資顧問(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2007-05-08 | 2011-09-21 |
| Daiwa SB Investments (HK) Limited 大和住銀投信投資顧問(香港)有限公司 |
RO | Type 4 — Advising on securities | 2007-05-08 | 2011-09-21 |
| Daiwa SB Investments (HK) Limited 大和住銀投信投資顧問(香港)有限公司 |
RO | Type 1 — Dealing in securities | present | 2005-02-02 |
| Daiwa SB Investments (HK) Limited 大和住銀投信投資顧問(香港)有限公司 |
RO | Type 4 — Advising on securities | present | 2005-02-02 |
| Daiwa SB Investments (HK) Limited 大和住銀投信投資顧問(香港)有限公司 |
RO | Type 5 — Advising on futures contracts | present | 2005-02-02 |
| Daiwa SB Investments (HK) Limited 大和住銀投信投資顧問(香港)有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2003-12-16 |
| Daiwa SB Investments (HK) Limited 大和住銀投信投資顧問(香港)有限公司 |
RO | Type 9 — Asset management | present | 2011-09-21 |