Terry Chun Chiu Wong
王振釗
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Terry Chun Chiu Wong (王振釗), a licensed former licensee with CE reference AMY449. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Daiwa SB Investments (HK) Limited 大和住銀投信投資顧問(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2013-11-11 | 2015-10-26 |
| Daiwa SB Investments (HK) Limited 大和住銀投信投資顧問(香港)有限公司 |
RO | Type 4 — Advising on securities | 2013-11-11 | 2015-10-26 |
| Daiwa SB Investments (HK) Limited 大和住銀投信投資顧問(香港)有限公司 |
RO | Type 9 — Asset management | 2013-11-11 | 2015-10-26 |
| Daiwa SB Investments (HK) Limited 大和住銀投信投資顧問(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2008-09-29 | 2013-11-11 |
| Daiwa SB Investments (HK) Limited 大和住銀投信投資顧問(香港)有限公司 |
Rep | Type 9 — Asset management | 2008-09-29 | 2013-11-11 |
| Daiwa SB Investments (HK) Limited 大和住銀投信投資顧問(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2008-08-26 | 2013-11-11 |
| Merrill Lynch Far East Limited | Rep | Type 1 — Dealing in securities | 2007-02-23 | 2008-04-25 |
| Merrill Lynch Futures (Hong Kong) Limited | Rep | Type 2 — Dealing in futures contracts | 2007-02-23 | 2008-04-25 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2006-01-23 | 2008-04-25 |