Siu Lun Lai
黎兆倫
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Siu Lun Lai (黎兆倫), a licensed Representative with CE reference BDF470. Currently licensed at 1 firm(s): Sumitomo Mitsui DS Asset Management (Hong Kong) Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 13.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Sumitomo Mitsui DS Asset Management (Hong Kong) Limited 三井住友德思資產管理(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2022-08-25 | present |
| Sumitomo Mitsui DS Asset Management (Hong Kong) Limited 三井住友德思資產管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2022-08-25 | present |
| Sumitomo Mitsui DS Asset Management (Hong Kong) Limited 三井住友德思資產管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2022-08-25 | present |
| Sumitomo Mitsui DS Asset Management (Hong Kong) Limited 三井住友德思資產管理(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2019-10-01 | 2021-11-20 |
| Sumitomo Mitsui DS Asset Management (Hong Kong) Limited 三井住友德思資產管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2019-10-01 | 2021-11-20 |
| Sumitomo Mitsui DS Asset Management (Hong Kong) Limited 三井住友德思資產管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2019-10-01 | 2021-11-20 |
| Daiwa SB Investments (HK) Limited 大和住銀投信投資顧問(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2017-03-20 | 2019-09-30 |
| Daiwa SB Investments (HK) Limited 大和住銀投信投資顧問(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2017-03-20 | 2019-09-30 |
| Daiwa SB Investments (HK) Limited 大和住銀投信投資顧問(香港)有限公司 |
Rep | Type 9 — Asset management | 2017-03-20 | 2019-09-30 |
| MacroValue Investors Limited | Rep | Type 9 — Asset management | 2014-11-05 | 2017-03-16 |
| Isola Capital Asset Management Limited 道源資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2014-04-30 | 2014-10-17 |
| Isola Capital Asset Management Limited 道源資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2014-04-30 | 2014-10-17 |
| Isola Capital Asset Management Limited 道源資產管理有限公司 |
Rep | Type 9 — Asset management | 2014-04-30 | 2014-10-17 |