Masaki Takahashi

高橋正樹
CE No. ADV075 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Masaki Takahashi (高橋正樹), a licensed former licensee with CE reference ADV075. Total licence records on file: 12.

Licence history

FirmRoleRegulated activityFromTo
Daiwa SB Investments (HK) Limited
大和住銀投信投資顧問(香港)有限公司
RO Type 1 — Dealing in securities 2011-09-19 2013-05-20
Daiwa SB Investments (HK) Limited
大和住銀投信投資顧問(香港)有限公司
RO Type 4 — Advising on securities 2011-09-19 2013-05-20
Daiwa SB Investments (HK) Limited
大和住銀投信投資顧問(香港)有限公司
RO Type 9 — Asset management 2011-09-19 2013-05-20
Daiwa SB Investments (HK) Limited
大和住銀投信投資顧問(香港)有限公司
Rep Type 1 — Dealing in securities 2008-08-19 2011-09-19
Daiwa SB Investments (HK) Limited
大和住銀投信投資顧問(香港)有限公司
Rep Type 4 — Advising on securities 2008-08-19 2011-09-19
Daiwa SB Investments (HK) Limited
大和住銀投信投資顧問(香港)有限公司
Rep Type 9 — Asset management 2008-08-19 2011-09-19
Daiwa SB Investments (HK) Limited
大和住銀投信投資顧問(香港)有限公司
RO Type 1 — Dealing in securities 2008-02-21 2008-08-19
Daiwa SB Investments (HK) Limited
大和住銀投信投資顧問(香港)有限公司
RO Type 4 — Advising on securities 2008-02-21 2008-08-19
Daiwa SB Investments (HK) Limited
大和住銀投信投資顧問(香港)有限公司
RO Type 9 — Asset management 2008-02-21 2008-08-19
Daiwa SB Investments (HK) Limited
大和住銀投信投資顧問(香港)有限公司
Rep Type 1 — Dealing in securities 2007-09-10 2008-02-21
Daiwa SB Investments (HK) Limited
大和住銀投信投資顧問(香港)有限公司
Rep Type 4 — Advising on securities 2007-09-10 2008-02-21
Daiwa SB Investments (HK) Limited
大和住銀投信投資顧問(香港)有限公司
Rep Type 9 — Asset management 2007-09-10 2008-02-21

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