Kei Yamazaki
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kei Yamazaki ( ), a licensed former licensee with CE reference BCH430. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Daiwa SB Investments (HK) Limited 大和住銀投信投資顧問(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2013-12-16 | 2016-02-23 |
| Daiwa SB Investments (HK) Limited 大和住銀投信投資顧問(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2013-12-16 | 2016-02-23 |
| Daiwa SB Investments (HK) Limited 大和住銀投信投資顧問(香港)有限公司 |
Rep | Type 9 — Asset management | 2013-12-16 | 2016-02-23 |