Ruiyue Zhang
張瑞玥
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ruiyue Zhang (張瑞玥), a licensed Representative with CE reference AZB698. Currently licensed at 1 firm(s): SYNCICAP Asset Management Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 12.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| SYNCICAP Asset Management Limited 新㬢資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2023-11-13 | present |
| SYNCICAP Asset Management Limited 新㬢資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2023-11-13 | present |
| SYNCICAP Asset Management Limited 新㬢資產管理有限公司 |
Rep | Type 9 — Asset management | 2023-11-13 | present |
| Sumitomo Mitsui DS Asset Management (Hong Kong) Limited 三井住友德思資產管理(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2019-10-01 | 2023-10-27 |
| Sumitomo Mitsui DS Asset Management (Hong Kong) Limited 三井住友德思資產管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2019-10-01 | 2023-10-27 |
| Sumitomo Mitsui DS Asset Management (Hong Kong) Limited 三井住友德思資產管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2019-10-01 | 2023-10-27 |
| Daiwa SB Investments (HK) Limited 大和住銀投信投資顧問(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2016-03-07 | 2019-09-30 |
| Daiwa SB Investments (HK) Limited 大和住銀投信投資顧問(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2016-03-07 | 2019-09-30 |
| Daiwa SB Investments (HK) Limited 大和住銀投信投資顧問(香港)有限公司 |
Rep | Type 9 — Asset management | 2016-03-07 | 2019-09-30 |
| SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2014-04-16 | 2016-01-22 |
| SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2014-04-02 | 2016-01-22 |
| First Securities (HK) Limited 第一證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2012-03-19 | 2014-03-21 |