Yuma Yasu
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yuma Yasu ( ), a licensed former licensee with CE reference BGB937. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Daiwa SB Investments (HK) Limited 大和住銀投信投資顧問(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2015-09-24 | 2017-03-30 |
| Daiwa SB Investments (HK) Limited 大和住銀投信投資顧問(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2015-09-24 | 2017-03-30 |
| Daiwa SB Investments (HK) Limited 大和住銀投信投資顧問(香港)有限公司 |
Rep | Type 9 — Asset management | 2015-09-24 | 2017-03-30 |