Hong Wing Wayne Lee
李康穎
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hong Wing Wayne Lee (李康穎), a licensed former licensee with CE reference BBQ697. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2017-06-01 | 2018-08-31 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2016-06-01 | 2017-05-25 |
| Cupola Capital Limited | Rep | Type 9 — Asset management | 2016-04-01 | 2016-05-26 |
| Cupola Capital Limited | Rep | Type 4 — Advising on securities | 2015-04-30 | 2016-05-26 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2013-08-05 | 2015-04-17 |