Timothy Joseph Malone
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Timothy Joseph Malone, a licensed Responsible Officer with CE reference AXV753. Currently licensed at 1 firm(s): C.M. Capital Advisors (HK) Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| C.M. Capital Advisors (HK) Limited |
RO | Type 9 — Asset management | 2024-11-19 | present |
| C.M. Capital Advisors (HK) Limited |
RO | Type 4 — Advising on securities | 2024-04-23 | present |
| C.M. Capital Advisors (HK) Limited |
Rep | Type 4 — Advising on securities | 2022-05-20 | 2024-04-23 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2011-08-15 | 2014-09-02 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2011-08-15 | 2014-09-02 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2011-08-15 | 2014-09-02 |