Jason Jie Sheng Liu
劉傑生
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jason Jie Sheng Liu (劉傑生), a licensed Responsible Officer with CE reference BIY813. Currently licensed at 1 firm(s): Guotai Junan Securities (Hong Kong) Limited. Active regulated activities: Type 4 — Advising on securities. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 |
RO | Type 4 — Advising on securities | 2025-11-07 | present |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2025-05-13 | 2025-11-07 |
| C.M. Capital Advisors (HK) Limited |
Rep | Type 4 — Advising on securities | 2024-04-18 | 2025-03-28 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2019-08-06 | 2023-09-18 |
| C.M. Capital Advisors (HK) Limited |
Rep | Type 4 — Advising on securities | 2017-02-20 | 2017-06-23 |
| C.M. Capital Advisors (HK) Limited |
Rep | Type 9 — Asset management | 2017-02-20 | 2017-06-23 |