Teng Li
李臻
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Teng Li (李臻), a licensed former licensee with CE reference BLI066. Total licence records on file: 17.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Apollo Capital Management Limited 皓衹資本管理有限公司 |
Rep | Type 9 — Asset management | 2025-07-14 | 2026-01-31 |
| Apollo Capital Management Limited 皓衹資本管理有限公司 |
Rep | Type 1 — Dealing in securities | 2025-06-18 | 2026-01-31 |
| Apollo Capital Management Limited 皓衹資本管理有限公司 |
Rep | Type 4 — Advising on securities | 2025-06-18 | 2026-01-31 |
| Futu Securities International (Hong Kong) Limited 富途證券國際(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2023-06-27 | 2025-01-16 |
| Futu Securities International (Hong Kong) Limited 富途證券國際(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2023-06-27 | 2025-01-16 |
| Topaz Financial Group Limited 瑭明金融集團有限公司 |
Rep | Type 4 — Advising on securities | 2022-12-07 | 2023-05-19 |
| Topaz Capital Management Limited 瑭明資本管理有限公司 |
Rep | Type 9 — Asset management | 2022-12-07 | 2023-05-19 |
| China Alpha Fund Management (HK) Limited 中國守正基金管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2021-09-07 | 2022-07-31 |
| China Alpha Fund Management (HK) Limited 中國守正基金管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2021-09-07 | 2022-07-31 |
| CWB Hong Kong Limited |
Rep | Type 9 — Asset management | 2021-02-01 | 2021-08-20 |
| CWB Hong Kong Limited |
Rep | Type 1 — Dealing in securities | 2020-12-21 | 2021-08-20 |
| CWB Hong Kong Limited |
Rep | Type 4 — Advising on securities | 2020-12-21 | 2021-08-20 |
| CGS International Securities Hong Kong Limited 中國銀河證券香港有限公司 |
Rep | Type 1 — Dealing in securities | 2019-11-20 | 2020-11-30 |
| CGS International Securities Hong Kong Limited 中國銀河證券香港有限公司 |
Rep | Type 4 — Advising on securities | 2019-10-22 | 2020-11-30 |
| China Galaxy International Securities (Hong Kong) Co., Limited 中國銀河國際證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2018-08-27 | 2019-10-01 |
| China Galaxy International Securities (Hong Kong) Co., Limited 中國銀河國際證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2017-10-23 | 2018-08-27 |
| China Galaxy International Futures (Hong Kong) Co., Limited 中國銀河國際期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2017-10-23 | 2018-07-02 |