Mark Kar Yue Chan
陳嘉裕
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Mark Kar Yue Chan (陳嘉裕), a licensed former licensee with CE reference ABB625. Total licence records on file: 25.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Natixis Asia Limited | Rep | Type 1 — Dealing in securities | 2011-06-24 | 2016-07-08 |
| Natixis Asia Limited | Rep | Type 2 — Dealing in futures contracts | 2011-06-24 | 2016-07-08 |
| Natixis Asia Limited | Rep | Type 4 — Advising on securities | 2011-06-24 | 2016-07-08 |
| Natixis Asia Limited | Rep | Type 5 — Advising on futures contracts | 2011-06-24 | 2016-07-08 |
| CWB Hong Kong Limited |
Rep | Type 4 — Advising on securities | 2010-08-12 | 2011-05-31 |
| CWB Hong Kong Limited |
Rep | Type 9 — Asset management | 2010-08-12 | 2011-05-31 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2007-08-13 | 2009-03-31 |
| Merrill Lynch Far East Limited | Rep | Type 1 — Dealing in securities | 2007-08-13 | 2009-03-31 |
| Merrill Lynch Futures (Hong Kong) Limited | Rep | Type 2 — Dealing in futures contracts | 2007-08-13 | 2009-03-31 |
| Citigroup First Investment Management Limited | RO | Type 4 — Advising on securities | 2007-02-16 | 2007-06-22 |
| Citigroup First Investment Management Limited | RO | Type 9 — Asset management | 2007-02-16 | 2007-06-22 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2006-04-18 | 2007-06-22 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | Rep | Type 2 — Dealing in futures contracts | 2006-04-18 | 2007-06-22 |
| HSBC Structured Funds (Asia) Limited | Rep | Type 4 — Advising on securities | 2004-05-15 | 2006-04-01 |
| HSBC Securities (Asia) Limited | Rep | Type 1 — Dealing in securities | present | 2005-10-27 |
| HSBC Securities Brokers (Asia) Limited 滙豐證券經紀(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | present | 2005-10-27 |
| HSBC Structured Funds (Asia) Limited | Rep | Type 2 — Dealing in futures contracts | present | 2003-12-10 |
| HSBC Securities (Asia) Limited | Rep | Type 4 — Advising on securities | present | 2005-10-27 |
| HSBC Securities Brokers (Asia) Limited 滙豐證券經紀(亞洲)有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-12-10 |
| HSBC Structured Funds (Asia) Limited | Rep | Type 5 — Advising on futures contracts | present | 2003-12-10 |
| HSBC Securities (Asia) Limited | Rep | Type 6 — Advising on corporate finance | present | 2003-12-10 |
| HSBC Securities Brokers (Asia) Limited 滙豐證券經紀(亞洲)有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-12-10 |
| HSBC Structured Funds (Asia) Limited | Rep | Type 9 — Asset management | present | 2006-04-01 |
| HSBC Securities (Asia) Limited | Rep | Type 9 — Asset management | present | 2004-07-27 |
| HSBC Securities Brokers (Asia) Limited 滙豐證券經紀(亞洲)有限公司 |
Rep | Type 9 — Asset management | present | 2003-12-10 |