Citigroup First Investment Management Limited
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Citigroup First Investment Management Limited, a Hong Kong-based licensed corporation with CE reference AAE276. Currently licensed for regulated activity type(s) 4 — Advising on securities; 9 — Asset management. Current licensed staff on file: 4 (total recorded over time: 23). Earliest licence on file: 2007-02-16.
Registered address
50th Floor, Champion Tower, Three Garden Road, Central
Licence history
| Activity | From | To |
|---|---|---|
| Type 4 — Advising on securities | 2007-02-16 | present |
| Type 9 — Asset management | 2007-02-16 | present |
Licensed staff (all-time) (23)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Mark Kar Yue Chan 陳嘉裕 | RO 4, 9 | 2007-02 | 2007-06 |
| Tat Kei Chan 陳達基 | RO 4, 9 Rep 4, 9 | 2010-04 | 2016-10 |
| Zhao Teng Chen 陳騰昭 | RO 4, 9 | 2009-02 | 2014-03 |
| Kit Sum Cheung 張潔心 | RO 4, 9 Rep 4, 9 | 2009-06 | 2015-12 |
| Yee Yan Elaine Cheung 張懿恩 | RO 4, 9 Rep 4, 9 | 2016-09 | Present |
| Jeremy David Collard | RO 4, 9 | 2007-02 | 2014-11 |
| Lionel Claude Pascal Franjou | RO 4, 9 | 2023-09 | Present |
| Tuan Huynh Huu |