Wai Lap Wong
黃為立
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Lap Wong (黃為立), a licensed Responsible Officer with CE reference APP233. Currently licensed at 1 firm(s): Citigroup First Investment Management Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Citigroup First Investment Management Limited | RO | Type 4 — Advising on securities | 2024-10-15 | present |
| Citigroup First Investment Management Limited | RO | Type 9 — Asset management | 2024-10-15 | present |
| Citigroup First Investment Management Limited | Rep | Type 4 — Advising on securities | 2016-09-01 | 2024-10-15 |
| Citigroup First Investment Management Limited | Rep | Type 9 — Asset management | 2016-09-01 | 2024-10-15 |
| Imperial Dragon Asset Management Limited 中國皇龍資產管理有限公司 |
Rep | Type 9 — Asset management | 2007-10-22 | 2007-11-30 |