Andrew Kar Yee Wong
黃家頤
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Andrew Kar Yee Wong (黃家頤), a licensed former licensee with CE reference APJ242. Total licence records on file: 11.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2014-05-20 | 2015-10-27 |
| Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2014-05-20 | 2015-10-27 |
| Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2014-05-20 | 2015-04-16 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2013-06-03 | 2014-03-14 |
| Citigroup First Investment Management Limited | Rep | Type 4 — Advising on securities | 2012-09-13 | 2014-03-14 |
| Citigroup First Investment Management Limited | Rep | Type 9 — Asset management | 2012-09-13 | 2014-03-14 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | 2010-03-11 | 2014-03-14 |
| Citigroup First Investment Management Limited | Rep | Type 4 — Advising on securities | 2009-06-02 | 2010-04-28 |
| Citigroup First Investment Management Limited | Rep | Type 9 — Asset management | 2009-06-02 | 2010-04-28 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2007-08-06 | 2014-03-14 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | Rep | Type 2 — Dealing in futures contracts | 2007-08-06 | 2013-08-31 |