Lionel Claude Pascal Franjou
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lionel Claude Pascal Franjou, a licensed Responsible Officer with CE reference AQE634. Currently licensed at 2 firm(s): Citigroup First Investment Management Limited, Citigroup Global Markets Asia Limited. Active regulated activities: Type 1 — Dealing in securities; Type 2 — Dealing in futures contracts; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 6.
More firms doing Dealing in securities →More firms doing Dealing in futures contracts →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Citigroup First Investment Management Limited | RO | Type 4 — Advising on securities | 2023-09-11 | present |
| Citigroup First Investment Management Limited | RO | Type 9 — Asset management | 2023-09-11 | present |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2023-02-16 | present |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2023-02-16 | present |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2018-08-21 | 2022-09-30 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2007-12-19 | 2010-04-16 |