Yat Man Tse
謝逸文
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yat Man Tse (謝逸文), a licensed former licensee with CE reference AML298. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CWB Hong Kong Limited |
Rep | Type 4 — Advising on securities | 2008-02-01 | 2008-08-29 |
| Harris Fraser (International) Limited 晉裕環球資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2005-11-03 | 2007-06-10 |
| Harris Fraser (International) Limited 晉裕環球資產管理有限公司 |
Rep | Type 7 — Providing automated trading services | 2005-11-03 | 2007-06-10 |