Stuart Maxwell Mowbray
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Stuart Maxwell Mowbray ( ), a licensed former licensee with CE reference ADI945. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| orientiert International Markets Limited | Rep | Type 1 — Dealing in securities | 2015-10-08 | 2015-12-31 |
| Renaissance Capital (Hong Kong) Limited 晉新資本(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2010-11-18 | 2012-06-29 |
| Renaissance Capital (Hong Kong) Limited 晉新資本(香港)有限公司 |
RO | Type 6 — Advising on corporate finance | 2010-11-18 | 2012-06-29 |
| East Capital Asia Limited | RO | Type 1 — Dealing in securities | 2010-02-09 | 2010-11-12 |
| ZhongHua Finance Capital Co., Limited 中華金融資本有限公司 |
RO | Type 6 — Advising on corporate finance | 2005-05-26 | 2010-02-04 |
| Constellation Resources Limited |
RO | Type 6 — Advising on corporate finance | present | 2005-01-26 |