East Capital Asia Limited
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for East Capital Asia Limited, a Hong Kong-based licensed corporation with CE reference AOG915. Current licensed staff on file: 0 (total recorded over time: 16). Earliest licence on file: 2007-04-04.
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 — Dealing in securities | 2007-04-04 | 2020-07-13 |
| Type 4 — Advising on securities | 2015-05-13 | 2020-07-13 |
| Type 9 — Asset management | 2015-05-13 | 2020-07-13 |
Licensed staff (all-time) (16)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Lars Marcus Astrom | RO 1 | 2018-01 | 2020-04 |
| Michael John Hanson-Lawson | RO 1 | 2007-04 | 2020-04 |
| Richard Harris | RO 1, 4, 9 | 2015-05 | 2020-04 |
| Karine Christine Hirn | RO 1, 4, 9 | 2015-05 | 2020-07 |
| Stuart Maxwell Mowbray | RO 1 | 2010-02 | 2010-11 |
| Joseph Edward Silva | RO 1 | 2007-04 | 2015-10 |
| Christopher Geoffrey Wilson | RO 1 | 2007-04 | 2007-07 |
| Sumeet Kumar Bhalla | Rep 4, 9 | 2019-07 | 2020-04 |
| Rickard Hakan Nikodemus Dahlgren | Rep 1 | 2011-03 | 2013-09 |
| Sebastien Gervais Emmanuel Gandon | Rep 1 | 2015-02 | 2017-10 |
| Fei (SFC:AXW474) Hong 洪斐 | Rep 4, 9 | 2015-06 | 2020-04 |
| Ka Yee Lai 黎家儀 | Rep 1 | 2008-01 | 2008-11 |
| Santoshi Roopaswati Madhabushi | Rep 4, 9 | 2015-06 | 2019-03 |
| Francois Jean Bernard Perrin | Rep 4, 9 | 2015-11 | 2020-04 |
| Adrian Emanuel Pop | Rep 4, 9 | 2015-06 | 2018-08 |
| Dmitriy Vlasov 傅迪明 | Rep 4, 9 | 2015-06 | 2020-04 |
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