Kitty Pui Man Chan
陳蓓敏
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kitty Pui Man Chan (陳蓓敏), a licensed Responsible Officer with CE reference ACG082. Currently licensed at 1 firm(s): Hung Sing Securities Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 21.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Hung Sing Securities Limited 鴻昇證券有限公司 |
RO | Type 4 — Advising on securities | 2019-02-20 | present |
| Hung Sing Securities Limited 鴻昇證券有限公司 |
RO | Type 9 — Asset management | 2013-05-23 | present |
| Hung Sing Securities Limited 鴻昇證券有限公司 |
Rep | Type 1 — Dealing in securities | 2013-04-16 | present |
| Hung Sing Securities Limited 鴻昇證券有限公司 |
RO | Type 4 — Advising on securities | 2017-09-28 | 2018-04-20 |
| Hung Sing Futures Limited 鴻昇期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2013-04-16 | 2019-12-30 |
| Hung Sing Securities Limited 鴻昇證券有限公司 |
Rep | Type 9 — Asset management | 2013-04-16 | 2013-05-23 |
| Funderstone Asset Management (HK) Limited | RO | Type 9 — Asset management | 2012-03-05 | 2013-03-23 |
| Funderstone Securities Limited | Rep | Type 1 — Dealing in securities | 2012-01-30 | 2013-03-23 |
| Funderstone Futures Limited | Rep | Type 2 — Dealing in futures contracts | 2012-01-30 | 2013-03-23 |
| Quam Asset Management Limited 華富建業資產管理有限公司 |
RO | Type 9 — Asset management | 2010-06-30 | 2010-11-01 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 1 — Dealing in securities | 2010-05-17 | 2011-12-30 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2010-05-17 | 2011-12-30 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 9 — Asset management | 2010-05-17 | 2011-12-30 |
| Quam Asset Management Limited 華富建業資產管理有限公司 |
Rep | Type 9 — Asset management | 2010-05-17 | 2010-06-30 |
| CASH Asset Management Limited 時富資產管理有限公司 |
Rep | Type 9 — Asset management | 2007-12-11 | 2010-05-01 |
| Celestial Commodities Limited 時富商品有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2006-08-16 | 2010-05-01 |
| CASH Asset Management Limited 時富資產管理有限公司 |
RO | Type 9 — Asset management | 2006-08-15 | 2007-12-11 |
| Celestial Securities Limited 時富證券有限公司 |
Rep | Type 1 — Dealing in securities | 2006-04-26 | 2010-05-01 |
| CASH Asset Management Limited 時富資產管理有限公司 |
Rep | Type 9 — Asset management | 2006-04-21 | 2006-08-15 |
| China Rich Asset Management Limited 中國薈智資產管理有限公司 |
RO | Type 4 — Advising on securities | present | 2006-04-01 |
| China Rich Asset Management Limited 中國薈智資產管理有限公司 |
RO | Type 9 — Asset management | present | 2006-04-01 |