Santiago Vazquez Martinez
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Santiago Vazquez Martinez ( ), a licensed former licensee with CE reference AZI799. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Quam Asset Management Limited 華富建業資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2015-10-05 | 2018-11-05 |
| Quam Asset Management Limited 華富建業資產管理有限公司 |
Rep | Type 9 — Asset management | 2015-10-05 | 2018-11-05 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 1 — Dealing in securities | 2013-01-28 | 2015-09-07 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 4 — Advising on securities | 2013-01-28 | 2015-09-07 |
| FWD Financial Planning Limited 富衛財務策劃有限公司 |
Rep | Type 1 — Dealing in securities | 2012-04-18 | 2012-11-20 |
| FWD Financial Planning Limited 富衛財務策劃有限公司 |
Rep | Type 4 — Advising on securities | 2012-04-18 | 2012-11-20 |