Danny Kai Chi Yan
甄啟智
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Danny Kai Chi Yan (甄啟智), a licensed former licensee with CE reference AEL746. Total licence records on file: 37.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Wealth Harbour Investment & Management Co., Limited 財富港灣投資管理有限公司 |
RO | Type 4 — Advising on securities | 2022-03-14 | 2024-04-30 |
| Wealth Harbour Investment & Management Co., Limited 財富港灣投資管理有限公司 |
RO | Type 9 — Asset management | 2022-03-14 | 2024-04-30 |
| Quam Asset Management Limited 華富建業資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2020-04-20 | 2021-07-12 |
| Quam Asset Management Limited 華富建業資產管理有限公司 |
RO | Type 4 — Advising on securities | 2019-03-18 | 2021-07-12 |
| Quam Asset Management Limited 華富建業資產管理有限公司 |
RO | Type 9 — Asset management | 2019-03-18 | 2021-07-12 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 1 — Dealing in securities | 2018-12-18 | 2020-04-20 |
| Quam Asset Management Limited 華富建業資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2018-11-02 | 2019-03-18 |
| Quam Asset Management Limited 華富建業資產管理有限公司 |
Rep | Type 9 — Asset management | 2018-11-02 | 2019-03-18 |
| CMS Asset Management (HK) Co., Limited 招商證券資產管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2018-06-14 | 2018-09-07 |
| CMS Asset Management (HK) Co., Limited 招商證券資產管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2018-06-14 | 2018-09-07 |
| CITIC Securities Asset Management (HK) Limited 中信證券資產管理(香港)有限公司 |
RO | Type 4 — Advising on securities | 2013-12-30 | 2018-04-20 |
| CITIC Securities Asset Management (HK) Limited 中信證券資產管理(香港)有限公司 |
RO | Type 9 — Asset management | 2013-12-30 | 2018-04-20 |
| CITIC Securities Asset Management (HK) Limited 中信證券資產管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2011-11-14 | 2013-12-30 |
| CITIC Securities Asset Management (HK) Limited 中信證券資產管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2011-11-14 | 2013-12-30 |
| Haitong International Asset Management (HK) Limited 海通國際資產管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2010-04-13 | 2011-10-08 |
| Haitong International Asset Management (HK) Limited 海通國際資產管理(香港)有限公司 |
Rep | Type 5 — Advising on futures contracts | 2010-04-13 | 2011-10-08 |
| Haitong International Asset Management (HK) Limited 海通國際資產管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2010-04-13 | 2011-10-08 |
| Haitong International Futures Limited 海通國際期貨有限公司 |
Rep | Type 5 — Advising on futures contracts | 2009-05-21 | 2011-10-08 |
| Haitong International Asset Management Limited 海通國際資產管理有限公司 |
RO | Type 4 — Advising on securities | 2009-03-26 | 2011-10-08 |
| Haitong International Investment Managers Limited 海通國際投資經理有限公司 |
RO | Type 4 — Advising on securities | 2009-03-26 | 2011-10-08 |
| Haitong International Asset Management Limited 海通國際資產管理有限公司 |
RO | Type 9 — Asset management | 2009-03-26 | 2011-10-08 |
| Haitong International Investment Managers Limited 海通國際投資經理有限公司 |
RO | Type 9 — Asset management | 2009-03-26 | 2011-10-08 |
| Haitong International Asset Management Limited 海通國際資產管理有限公司 |
Rep | Type 5 — Advising on futures contracts | 2009-02-25 | 2009-05-12 |
| Haitong International Asset Management Limited 海通國際資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2008-08-19 | 2009-03-26 |
| Haitong International Investment Managers Limited 海通國際投資經理有限公司 |
Rep | Type 4 — Advising on securities | 2008-08-19 | 2009-03-26 |
| Haitong International Asset Management Limited 海通國際資產管理有限公司 |
Rep | Type 9 — Asset management | 2008-08-19 | 2009-03-26 |
| Haitong International Investment Managers Limited 海通國際投資經理有限公司 |
Rep | Type 9 — Asset management | 2008-08-19 | 2009-03-26 |
| Amova Asset Management Hong Kong Limited 奧明資產管理香港有限公司 |
Rep | Type 4 — Advising on securities | 2007-11-20 | 2008-07-18 |
| Amova Asset Management Hong Kong Limited 奧明資產管理香港有限公司 |
Rep | Type 9 — Asset management | 2007-11-20 | 2008-07-18 |
| CC Finance Limited 思齊資本融資有限公司 |
Rep | Type 4 — Advising on securities | 2006-09-25 | 2007-04-01 |
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2004-09-21 | 2006-07-21 |
| CITIC Securities Futures (HK) Limited 中信証券期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2004-09-21 | 2006-07-21 |
| Vision Capital Investment Management Limited 遠信資本投資管理有限公司 |
Rep | Type 4 — Advising on securities | 2004-03-18 | 2004-07-30 |
| Vision Capital Investment Management Limited 遠信資本投資管理有限公司 |
Rep | Type 9 — Asset management | 2004-03-18 | 2004-09-16 |
| CITIC Securities Corporate Finance (HK) Limited 中信証券融資(香港)有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-07-30 |
| CITIC Securities Corporate Finance (HK) Limited 中信証券融資(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-12-31 |
| CITIC Securities Corporate Finance (HK) Limited 中信証券融資(香港)有限公司 |
Rep | Type 9 — Asset management | present | 2004-09-16 |