Kin Wai Lui
呂健威
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kin Wai Lui (呂健威), a licensed Responsible Officer with CE reference ANM045. Currently licensed at 1 firm(s): Yino Asset Management Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 47.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Yino Asset Management Limited 香港盈優資產管理有限公司 |
RO | Type 1 — Dealing in securities | 2024-10-14 | present |
| Yino Asset Management Limited 香港盈優資產管理有限公司 |
RO | Type 4 — Advising on securities | 2024-10-14 | present |
| Yino Asset Management Limited 香港盈優資產管理有限公司 |
RO | Type 9 — Asset management | 2024-10-14 | present |
| WEBULL SECURITIES LIMITED 微牛證券有限公司 |
Rep | Type 1 — Dealing in securities | 2024-05-21 | 2024-05-29 |
| WEBULL SECURITIES LIMITED 微牛證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2024-05-21 | 2024-05-29 |
| WEBULL SECURITIES LIMITED 微牛證券有限公司 |
Rep | Type 4 — Advising on securities | 2024-05-21 | 2024-05-29 |
| China Vered Asset Management (Hong Kong) Limited 中薇資產管理(香港)有限公司 |
RO | Type 4 — Advising on securities | 2021-12-09 | 2023-11-20 |
| China Vered Asset Management (Hong Kong) Limited 中薇資產管理(香港)有限公司 |
RO | Type 9 — Asset management | 2021-12-09 | 2023-11-20 |
| Vered Asset Management Limited 薔薇資產管理有限公司 |
RO | Type 4 — Advising on securities | 2020-09-30 | 2021-04-01 |
| Vered Asset Management Limited 薔薇資產管理有限公司 |
RO | Type 9 — Asset management | 2020-09-30 | 2021-04-01 |
| China Vered Securities Limited 中薇證券有限公司 |
RO | Type 1 — Dealing in securities | 2019-07-03 | 2023-11-20 |
| China Vered Securities Limited 中薇證券有限公司 |
RO | Type 2 — Dealing in futures contracts | 2019-07-03 | 2023-11-20 |
| China Vered Asset Management (Hong Kong) Limited 中薇資產管理(香港)有限公司 |
RO | Type 4 — Advising on securities | 2019-07-03 | 2020-10-27 |
| China Vered Asset Management (Hong Kong) Limited 中薇資產管理(香港)有限公司 |
RO | Type 9 — Asset management | 2019-07-03 | 2020-10-27 |
| China Vered Asset Management (Hong Kong) Limited 中薇資產管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2019-05-10 | 2019-07-03 |
| China Vered Asset Management (Hong Kong) Limited 中薇資產管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2019-05-10 | 2019-07-03 |
| Sigma Management Limited 思格有限公司 |
RO | Type 4 — Advising on securities | 2018-05-08 | 2019-03-25 |
| Sigma Management Limited 思格有限公司 |
RO | Type 9 — Asset management | 2018-05-08 | 2019-03-25 |
| AIF Securities Limited 亞投證券有限公司 |
RO | Type 1 — Dealing in securities | 2017-11-08 | 2018-04-20 |
| AIF Securities Limited 亞投證券有限公司 |
RO | Type 2 — Dealing in futures contracts | 2017-11-08 | 2018-04-20 |
| Amber Hill Asset Management Limited 安山資產管理有限公司 |
RO | Type 4 — Advising on securities | 2017-11-08 | 2018-04-20 |
| AIF Securities Limited 亞投證券有限公司 |
RO | Type 5 — Advising on futures contracts | 2017-11-08 | 2018-04-20 |
| Amber Hill Asset Management Limited 安山資產管理有限公司 |
RO | Type 9 — Asset management | 2017-11-08 | 2018-04-20 |
| Wealthy Global Financial Asset Management Limited 環匯金融資產管理有限公司 |
RO | Type 4 — Advising on securities | 2016-12-23 | 2017-07-31 |
| Wealthy Global Financial Asset Management Limited 環匯金融資產管理有限公司 |
RO | Type 9 — Asset management | 2016-12-23 | 2017-07-31 |
| Tianda Securities Limited 天大証券有限公司 |
RO | Type 1 — Dealing in securities | 2016-09-19 | 2016-09-27 |
| Tianda Asset Management Limited 天大資產管理有限公司 |
RO | Type 9 — Asset management | 2016-09-19 | 2016-09-27 |
| Tianda Asset Management Limited 天大資產管理有限公司 |
Rep | Type 9 — Asset management | 2016-07-25 | 2016-09-19 |
| GRT Capital Management Limited 豐裕環球資產管理有限公司 |
RO | Type 4 — Advising on securities | 2015-07-03 | 2016-06-13 |
| GRT Capital Management Limited 豐裕環球資產管理有限公司 |
RO | Type 5 — Advising on futures contracts | 2015-07-03 | 2016-06-13 |
| GRT Capital Management Limited 豐裕環球資產管理有限公司 |
RO | Type 9 — Asset management | 2015-07-03 | 2016-06-13 |
| GRT Capital Management Limited 豐裕環球資產管理有限公司 |
Rep | Type 9 — Asset management | 2015-06-23 | 2015-07-03 |
| Fenex Capital Management Limited 鳳康資本有限公司 |
RO | Type 9 — Asset management | 2014-07-23 | 2015-04-30 |
| Fenex Capital Management Limited 鳳康資本有限公司 |
Rep | Type 9 — Asset management | 2014-06-12 | 2014-07-23 |
| BlackRock (Hong Kong) Limited 貝萊德(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2013-07-31 | 2014-05-03 |
| BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 |
Rep | Type 1 — Dealing in securities | 2013-07-31 | 2014-05-03 |
| BlackRock (Hong Kong) Limited 貝萊德(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2013-07-31 | 2014-05-03 |
| BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 |
Rep | Type 4 — Advising on securities | 2013-07-31 | 2014-05-03 |
| BlackRock (Hong Kong) Limited 貝萊德(香港)有限公司 |
Rep | Type 9 — Asset management | 2013-07-31 | 2014-05-03 |
| BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 |
Rep | Type 9 — Asset management | 2013-07-31 | 2014-05-03 |
| Bright Fund Management Limited 光明投資管理有限公司 |
Rep | Type 1 — Dealing in securities | 2011-07-11 | 2013-07-28 |
| Bright Fund Management Limited 光明投資管理有限公司 |
Rep | Type 4 — Advising on securities | 2011-07-11 | 2013-07-28 |
| Bright Fund Management Limited 光明投資管理有限公司 |
Rep | Type 9 — Asset management | 2011-04-27 | 2013-07-28 |
| Quam Asset Management Limited 華富建業資產管理有限公司 |
Rep | Type 9 — Asset management | 2007-07-06 | 2011-01-28 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2006-06-01 | 2007-05-28 |
| Nomura Futures (Hong Kong) Limited | Rep | Type 2 — Dealing in futures contracts | 2006-06-01 | 2007-05-28 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2006-06-01 | 2007-05-28 |