Christopher Kwong Wa Choy
蔡光華
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Christopher Kwong Wa Choy (蔡光華), a licensed Responsible Officer with CE reference AAK430. Currently licensed at 2 firm(s): Lego Securities Limited, Lego Asset Management Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 17.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Lego Securities Limited 力高證券有限公司 |
Rep | Type 1 — Dealing in securities | 2019-05-16 | present |
| Lego Asset Management Limited 力高資產管理有限公司 |
RO | Type 4 — Advising on securities | 2019-03-01 | present |
| Lego Asset Management Limited 力高資產管理有限公司 |
RO | Type 9 — Asset management | 2019-03-01 | present |
| Quam Asset Management Limited 華富建業資產管理有限公司 |
RO | Type 4 — Advising on securities | 2012-08-15 | 2018-07-29 |
| Quam Asset Management Limited 華富建業資產管理有限公司 |
RO | Type 9 — Asset management | 2012-08-15 | 2018-07-29 |
| Quam Asset Management Limited 華富建業資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2012-04-18 | 2012-08-15 |
| Quam Asset Management Limited 華富建業資產管理有限公司 |
Rep | Type 9 — Asset management | 2012-04-18 | 2012-08-15 |
| Quam Securities Limited 華富建業證券有限公司 |
RO | Type 9 — Asset management | 2012-02-21 | 2012-10-05 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 1 — Dealing in securities | 2011-09-14 | 2018-07-29 |
| Quam Securities Limited 華富建業證券有限公司 |
RO | Type 4 — Advising on securities | 2011-09-14 | 2012-10-05 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 4 — Advising on securities | 2011-04-26 | 2011-09-14 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 9 — Asset management | 2011-04-26 | 2012-02-21 |
| Quam Asset Management Limited 華富建業資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2008-09-19 | 2011-04-14 |
| Quam Asset Management Limited 華富建業資產管理有限公司 |
Rep | Type 9 — Asset management | 2008-09-19 | 2011-04-14 |
| Pacific World Asset Management Limited 盛世資產管理有限公司 |
RO | Type 4 — Advising on securities | present | 2005-10-19 |
| Pacific World Asset Management Limited 盛世資產管理有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2004-12-02 |
| Pacific World Asset Management Limited 盛世資產管理有限公司 |
RO | Type 9 — Asset management | present | 2005-10-19 |