Henry Chi Sheung Chan
陳志尚
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Henry Chi Sheung Chan (陳志尚), a licensed former licensee with CE reference ADC128. Total licence records on file: 11.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Caitong International Securities Co., Limited 財通國際證券有限公司 |
RO | Type 4 — Advising on securities | 2013-03-19 | 2021-09-03 |
| Caitong International Securities Co., Limited 財通國際證券有限公司 |
Rep | Type 4 — Advising on securities | 2013-03-04 | 2013-03-19 |
| KCG Securities Asia Limited 寶通證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2012-03-16 | 2013-03-01 |
| KCG Securities Asia Limited 寶通證券亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2012-03-16 | 2013-03-01 |
| KCG Securities Asia Limited 寶通證券亞洲有限公司 |
Rep | Type 9 — Asset management | 2012-03-16 | 2013-03-01 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 1 — Dealing in securities | 2011-01-10 | 2011-11-01 |
| Quam Asset Management Limited 華富建業資產管理有限公司 |
Rep | Type 9 — Asset management | 2011-01-10 | 2011-11-01 |
| Quam Asset Management Limited 華富建業資產管理有限公司 |
RO | Type 4 — Advising on securities | 2011-01-10 | 2011-11-01 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 9 — Asset management | 2007-11-15 | 2011-11-01 |
| China Tonghai (IA) Limited 中国通海投资顾问有限公司 |
RO | Type 4 — Advising on securities | 2005-05-25 | 2010-10-20 |
| China Tonghai (IA) Limited 中国通海投资顾问有限公司 |
Rep | Type 4 — Advising on securities | 2004-01-10 | 2005-05-25 |