Juliana King Pui Tam
譚璟珮
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Juliana King Pui Tam (譚璟珮), a licensed former licensee with CE reference AZY934. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Quam Asset Management Limited 華富建業資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2024-09-24 | 2025-05-09 |
| Quam Asset Management Limited 華富建業資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2024-09-24 | 2025-05-09 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2014-04-22 | 2023-10-17 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2014-04-22 | 2023-10-17 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2014-04-22 | 2023-10-17 |
| UBS Securities Hong Kong Limited | Rep | Type 6 — Advising on corporate finance | 2012-08-13 | 2012-10-22 |