Ho Yeung Tam
譚浩洋
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ho Yeung Tam (譚浩洋), a licensed former licensee with CE reference ASZ119. Total licence records on file: 13.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Demeter Investment Management Limited 東禾投資管理有限公司 |
RO | Type 1 — Dealing in securities | 2025-01-24 | 2026-01-31 |
| Demeter Investment Management Limited 東禾投資管理有限公司 |
RO | Type 4 — Advising on securities | 2023-05-09 | 2026-01-31 |
| Demeter Investment Management Limited 東禾投資管理有限公司 |
RO | Type 9 — Asset management | 2023-05-09 | 2026-01-31 |
| Fargo Space Partners Limited | RO | Type 4 — Advising on securities | 2020-04-14 | 2023-03-31 |
| Fargo Space Partners Limited | RO | Type 9 — Asset management | 2020-04-14 | 2023-03-31 |
| Central Wealth Asset Management Limited 中達資產管理有限公司 |
RO | Type 4 — Advising on securities | 2018-03-01 | 2020-04-03 |
| Central Wealth Asset Management Limited 中達資產管理有限公司 |
RO | Type 9 — Asset management | 2018-03-01 | 2020-04-03 |
| CMBC Asset Management Company Limited 民銀資產管理有限公司 |
RO | Type 9 — Asset management | 2017-03-09 | 2017-08-31 |
| North Beta International Securities Limited 北拓國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2010-06-21 | 2015-06-05 |
| North Beta International Securities Limited 北拓國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2009-09-09 | 2010-04-14 |
| HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2009-05-19 | 2009-08-01 |
| HSBC Broking Futures (Asia) Limited 滙豐金融期貨(亞洲)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2009-05-19 | 2009-08-01 |
| HSBC Broking Futures (Hong Kong) Limited 滙豐金融期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2009-05-19 | 2009-08-01 |