Ka Fat Mak
麥家發
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ka Fat Mak (麥家發), a licensed former licensee with CE reference AIR151. Total licence records on file: 11.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| North Beta International Securities Limited 北拓國際證券有限公司 |
RO | Type 4 — Advising on securities | 2015-11-06 | 2017-03-31 |
| North Beta International Securities Limited 北拓國際證券有限公司 |
RO | Type 1 — Dealing in securities | 2009-07-17 | 2017-03-31 |
| LXL Investment Management (Hong Kong) Limited | Rep | Type 9 — Asset management | 2006-05-17 | 2008-03-31 |
| Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2004-06-28 | 2006-02-17 |
| Mage Securities Limited 明璣證券有限公司 |
Rep | Type 1 — Dealing in securities | 2003-12-04 | 2004-06-25 |
| Beta International Securities Limited 貝塔國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2003-07-21 | 2003-11-30 |
| Tung Tai Securities Company Limited 東泰證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2003-07-21 |
| Tung Tai Securities Company Limited 東泰證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-07-21 |
| Tung Tai Securities Company Limited 東泰證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-07-21 |
| Tung Tai Securities Company Limited 東泰證券有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2003-07-03 |
| Tung Tai Securities Company Limited 東泰證券有限公司 |
Rep | Type 9 — Asset management | present | 2003-07-21 |