Tung Tai Securities Company Limited

東泰證券有限公司

CE No. AAU638 Licensed corporation Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tung Tai Securities Company Limited (東泰證券有限公司), a Hong Kong-based licensed corporation with CE reference AAU638. Currently licensed for regulated activity type(s) 1 — Dealing in securities; 4 — Advising on securities. Current licensed staff on file: 4 (total recorded over time: 29).

More firms doing Dealing in securities →More firms doing Advising on securities →

Registered address

Room 2501, 25/F, Tower One, Lippo Centre, 89 Queensway, Admiralty

Licence history

Activity	From	To
Type 1 — Dealing in securities	present	present
Type 4 — Advising on securities	present	present
Type 6 — Advising on corporate finance	present	2004-09-16
Type 7 — Providing automated trading services	present	2003-07-03
Type 9 — Asset management	present	2004-09-16

Licensed staff (all-time) (29)
Active on date

1 Dealing in securities 4 Advising on securities 6 Advising on corporate finance 7 Providing automated trading services 9 Asset management

RO only

Name	Activities	First licensed	To
Wendy Weng Yan Chee 朱穎茵	RO 1, 4, 6, 7, 9	Pre-2003	Present
Stanley Chiu Fai Choi 蔡朝暉	RO 1, 4, 6, 7, 9	Pre-2003	2003-07
Stanley Wai Leung Kwok 郭偉良	RO 1, 4	2016-07	2016-10
Loretta Si Kar Lee 李斯嘉	RO 1, 4, 6, 7, 9	Pre-2003	Present
Vincent Marshall Kwan Ho Lee 李君豪	RO 1, 4, 6, 7, 9	Pre-2003	Present
Chung Yan Stephen Chan 陳中仁	Rep 1, 4, 6, 7, 9	Pre-2003	2003-07
Hoi Yee (SFC:ANJ481) Chan 陳凱怡	Rep 4	2006-06	2008-10
Yui Kong Chan 陳銳江	Rep 1, 4, 6, 7, 9	Pre-2003	2023-03
Christopher Chien Chung Chau 周建忠	Rep 1	2004-04	2004-12
Ngoi Ming Cheng 鄭藹明	Rep 1, 4, 6, 7, 9	Pre-2003	Present
Ching Yue Chin 錢澄宇	Rep 1, 4, 6, 7, 9	Pre-2003	2018-10
Shun King Lam 林順景	Rep 1, 4, 6, 7, 9	Pre-2003	2003-07
Yat Ming Lam 林一鳴	Rep 1, 4, 6, 7, 9	Pre-2003	2005-08
Jimmy Yau Wai Lau 劉有為	Rep 1, 4	2016-08	2016-10
Kar Yee Lau 劉嘉儀	Rep 1	2013-09	2019-12
Kam Fong Lee 李錦芳	Rep 1	2013-11	2023-03
Felix Kam Chuen Leung 梁金全	Rep 1, 4, 6, 7, 9	Pre-2003	2010-10
Heung Chuen Leung 梁享全	Rep 1	2004-04	2004-08
Patricia Wing Yin Leung 梁穎賢	Rep 4	2004-01	2006-01
Candy Yuen Yi Lo 羅婉儀	Rep 1	2004-04	2004-12
Ka Fat Mak 麥家發	Rep 1, 4, 6, 7, 9	Pre-2003	2003-07
Conny Siu Yung Ng 伍兆容	Rep 1, 4, 6, 7, 9	Pre-2003	2005-02
Wing Chark Ng 吳永澤	Rep 1	2004-04	2004-12
Joyce Shui Man Pang 彭瑞敏	Rep 1	2003-08	2003-12
Kwenny Kwen Li Sung 沈君麗	Rep 1	2019-10	2020-09
Kenny Sing Hing Tang 鄧聲興	Rep 1, 4, 6, 7, 9	Pre-2003	2008-10
Kar Cheung Tsang 曾家祥	Rep 1	2006-01	2023-03
Man Yee Tsui 徐敏兒	Rep 1, 4, 6, 7, 9	Pre-2003	2008-10
Nicholas Cho Fai Wong 黃祖輝	Rep 1	2004-04	2004-12