Yui Kong Chan
陳銳江
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yui Kong Chan (陳銳江), a licensed Responsible Officer with CE reference AAG200. Currently licensed at 1 firm(s): Hang Tai Securities Limited. Active regulated activities: Type 1 — Dealing in securities. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Hang Tai Securities Limited 恒泰證券有限公司 |
RO | Type 1 — Dealing in securities | 2013-11-20 | present |
| Hang Tai Securities Limited 恒泰證券有限公司 |
Rep | Type 1 — Dealing in securities | 2013-08-16 | 2013-11-20 |
| Tung Tai Securities Company Limited 東泰證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2023-03-26 |
| Tung Tai Securities Company Limited 東泰證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-07-10 |
| Tung Tai Securities Company Limited 東泰證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-07-10 |
| Tung Tai Securities Company Limited 東泰證券有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2003-07-03 |
| Tung Tai Securities Company Limited 東泰證券有限公司 |
Rep | Type 9 — Asset management | present | 2003-07-10 |