Loretta Si Kar Lee
李斯嘉
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Loretta Si Kar Lee (李斯嘉), a licensed Responsible Officer with CE reference AAG212. Currently licensed at 2 firm(s): Tung Tai Securities Company Limited, Tung Tai Asset Management Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 13.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Tung Tai Securities Company Limited 東泰證券有限公司 |
RO | Type 1 — Dealing in securities | present | present |
| Tung Tai Securities Company Limited 東泰證券有限公司 |
RO | Type 4 — Advising on securities | present | present |
| Tung Tai Asset Management Limited 東泰投資管理有限公司 |
RO | Type 9 — Asset management | present | present |
| Hang Tai Securities Limited 恒泰證券有限公司 |
RO | Type 1 — Dealing in securities | 2020-12-17 | 2023-03-27 |
| Vantum Securities and Futures Limited 壹號證券期貨有限公司 |
RO | Type 2 — Dealing in futures contracts | 2019-01-02 | 2023-07-14 |
| Vantum Securities and Futures Limited 壹號證券期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | present | 2019-01-02 |
| Vantum Securities and Futures Limited 壹號證券期貨有限公司 |
Rep | Type 5 — Advising on futures contracts | present | 2004-09-14 |
| Vantum Securities and Futures Limited 壹號證券期貨有限公司 |
Rep | Type 9 — Asset management | present | 2004-09-14 |
| Tung Tai Asset Management Limited 東泰投資管理有限公司 |
RO | Type 4 — Advising on securities | present | 2004-09-14 |
| Tung Tai Asset Management Limited 東泰投資管理有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2004-09-14 |
| Tung Tai Securities Company Limited 東泰證券有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2004-09-14 |
| Tung Tai Securities Company Limited 東泰證券有限公司 |
RO | Type 7 — Providing automated trading services | present | 2003-07-03 |
| Tung Tai Securities Company Limited 東泰證券有限公司 |
RO | Type 9 — Asset management | present | 2004-09-14 |