Jimmy Yau Wai Lau
劉有為
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jimmy Yau Wai Lau (劉有為), a licensed Representative with CE reference AHS952. Currently licensed at 2 firm(s): UOB Kay Hian Futures (Hong Kong) Limited, UOB Kay Hian (Hong Kong) Limited. Active regulated activities: Type 1 — Dealing in securities; Type 2 — Dealing in futures contracts; Type 4 — Advising on securities. Total licence records on file: 6.
More firms doing Dealing in securities →More firms doing Dealing in futures contracts →More firms doing Advising on securities →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UOB Kay Hian Futures (Hong Kong) Limited 大華繼顯期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2020-08-28 | present |
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2019-12-20 | present |
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2019-12-20 | present |
| Mount Logan Capital Limited 洛根資本有限公司 |
Rep | Type 4 — Advising on securities | 2017-01-10 | 2019-10-08 |
| Tung Tai Securities Company Limited 東泰證券有限公司 |
Rep | Type 1 — Dealing in securities | 2016-08-26 | 2016-10-28 |
| Tung Tai Securities Company Limited 東泰證券有限公司 |
Rep | Type 4 — Advising on securities | 2016-08-26 | 2016-10-28 |