Stanley Wai Leung Kwok
郭偉良
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Stanley Wai Leung Kwok (郭偉良), a licensed Responsible Officer with CE reference AFT305. Currently licensed at 1 firm(s): Mount Logan Capital Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 17.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Mount Logan Capital Limited 洛根資本有限公司 |
RO | Type 4 — Advising on securities | 2017-03-31 | present |
| Mount Logan Capital Limited 洛根資本有限公司 |
RO | Type 9 — Asset management | 2017-03-31 | present |
| Mount Logan Capital Limited 洛根資本有限公司 |
Rep | Type 4 — Advising on securities | 2016-10-26 | 2017-03-31 |
| Mount Logan Capital Limited 洛根資本有限公司 |
Rep | Type 9 — Asset management | 2016-10-26 | 2017-03-31 |
| Tung Tai Securities Company Limited 東泰證券有限公司 |
RO | Type 1 — Dealing in securities | 2016-07-06 | 2016-10-17 |
| Tung Tai Securities Company Limited 東泰證券有限公司 |
RO | Type 4 — Advising on securities | 2016-07-06 | 2016-10-17 |
| Tung Tai Asset Management Limited 東泰投資管理有限公司 |
RO | Type 9 — Asset management | 2016-07-06 | 2016-10-17 |
| Funderstone Securities Limited | RO | Type 4 — Advising on securities | 2013-03-05 | 2013-08-21 |
| Funderstone Futures Limited | RO | Type 9 — Asset management | 2013-03-05 | 2013-08-21 |
| Funderstone Securities Limited | RO | Type 9 — Asset management | 2013-03-05 | 2013-08-21 |
| Cynosure Asset Management Hong Kong Limited 香港眾聯投資管理有限公司 |
RO | Type 1 — Dealing in securities | 2012-08-17 | 2013-12-19 |
| Cynosure Asset Management Hong Kong Limited 香港眾聯投資管理有限公司 |
RO | Type 6 — Advising on corporate finance | 2012-08-17 | 2013-04-26 |
| Cynosure Asset Management Hong Kong Limited 香港眾聯投資管理有限公司 |
RO | Type 4 — Advising on securities | 2010-03-15 | 2013-12-19 |
| Cynosure Asset Management Hong Kong Limited 香港眾聯投資管理有限公司 |
RO | Type 9 — Asset management | 2010-03-15 | 2013-12-19 |
| State Street Global Advisors Asia Limited 道富環球投資管理亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2003-05-23 | 2009-06-16 |
| State Street Global Advisors Asia Limited 道富環球投資管理亞洲有限公司 |
Rep | Type 5 — Advising on futures contracts | 2003-05-23 | 2009-06-16 |
| State Street Global Advisors Asia Limited 道富環球投資管理亞洲有限公司 |
Rep | Type 9 — Asset management | 2003-05-23 | 2009-06-16 |