Candy Yuen Yi Lo
羅婉儀
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Candy Yuen Yi Lo (羅婉儀), a licensed former licensee with CE reference AGC862. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Tung Tai Securities Company Limited 東泰證券有限公司 |
Rep | Type 1 — Dealing in securities | 2004-04-01 | 2004-12-10 |
| Drake & Morgan Limited |
Rep | Type 1 — Dealing in securities | 2003-09-23 | 2004-03-04 |
| Wings Securities (HK) Limited 金鵬證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2003-09-16 |
| Wings Securities (HK) Limited 金鵬證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-09-15 |
| Wings Securities (HK) Limited 金鵬證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-09-15 |
| Wings Securities (HK) Limited 金鵬證券有限公司 |
Rep | Type 9 — Asset management | present | 2003-09-15 |