Drake & Morgan Limited
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Drake & Morgan Limited ( ), a Hong Kong-based licensed corporation with CE reference AEO788. Current licensed staff on file: 0 (total recorded over time: 16).
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 — Dealing in securities | present | 2009-09-16 |
| Type 4 — Advising on securities | present | 2005-02-08 |
| Type 6 — Advising on corporate finance | present | 2005-02-08 |
| Type 9 — Asset management | present | 2005-02-08 |
Licensed staff (all-time) (16)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Christopher Chien Chung Chau 周建忠 | RO 1 | 2003-12 | 2004-03 |
| Pak Sum Lum 林柏森 | RO 1 | 2005-04 | 2008-10 |
| Shun Ts'o 曹信 | RO 1, 4, 6, 9 | Pre-2003 | 2008-10 |
| Samara Al-Kazzi | Rep 1 | 2003-12 | 2004-03 |
| Brooke Marie Babington | Rep 1 | 2004-01 | 2004-03 |
| Shuk Chee Bo 布淑芝 | Rep 1 | 2004-01 | 2004-03 |
| Ellis Suet Ming Chan 陳雪明 | Rep 1, 4, 6, 9 | Pre-2003 | 2003-05 |
| Shun Wah (SFC:AFS459) Chan 陳舜華 | Rep 1 | 2004-05 | 2004-06 |
| Chi Hung Fok 霍智鴻 | Rep 1, 4, 6, 9 | Pre-2003 | 2004-05 |
| Frank Chung Leung Lam 林忠良 | Rep 1, 4, 6, 9 | Pre-2003 | 2003-10 |
| Heung Chuen Leung 梁享全 | Rep 1, 4, 6, 9 | Pre-2003 | 2004-04 |
| Victor Cho Tai Leung 梁祖泰 | Rep 1, 4, 6, 9 | Pre-2003 | 2003-10 |
| Candy Yuen Yi Lo 羅婉儀 | Rep 1 | 2003-09 | 2004-03 |
| Wing Chark Ng 吳永澤 | Rep 1 | 2003-09 | 2004-03 |
| Joseph Wing Fai Wong 黃穎暉 | Rep 1, 4, 6, 9 | Pre-2003 | 2003-07 |
| Nicholas Cho Fai Wong 黃祖輝 | Rep 1, 4, 6, 9 | Pre-2003 | 2004-04 |
Showing 1–16 of 16