Ellis Suet Ming Chan
陳雪明
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ellis Suet Ming Chan (陳雪明), a licensed former licensee with CE reference AAD841. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Shenwan Hongyuan Futures (H.K.) Limited 申萬宏源期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2009-09-15 | 2018-04-26 |
| Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2009-07-31 | 2018-04-26 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 1 — Dealing in securities | 2006-11-27 | 2009-07-22 |
| Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2005-10-04 | 2006-11-23 |
| Drake & Morgan Limited |
Rep | Type 1 — Dealing in securities | present | 2003-05-31 |
| Drake & Morgan Limited |
Rep | Type 4 — Advising on securities | present | 2003-05-31 |
| Drake & Morgan Limited |
Rep | Type 6 — Advising on corporate finance | present | 2003-05-31 |
| Drake & Morgan Limited |
Rep | Type 9 — Asset management | present | 2003-05-31 |