Frank Chung Leung Lam
林忠良
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Frank Chung Leung Lam (林忠良), a licensed Representative with CE reference ADV961. Currently licensed at 2 firm(s): KGI Asia Limited, KGI Futures (Hong Kong) Limited. Active regulated activities: Type 1 — Dealing in securities; Type 2 — Dealing in futures contracts. Total licence records on file: 13.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2017-10-03 | present |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2017-03-07 | present |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2017-03-07 | 2017-10-02 |
| MIB Securities (Hong Kong) Limited 馬銀證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2004-07-30 | 2017-02-28 |
| MIB Futures (Hong Kong) Limited 馬銀期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2004-07-30 | 2017-02-28 |
| VC Brokerage Limited 滙盈證券有限公司 |
Rep | Type 1 — Dealing in securities | 2004-04-27 | 2004-07-28 |
| VC Futures Limited 滙盈期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2004-04-27 | 2004-07-28 |
| Wings Securities (HK) Limited 金鵬證券有限公司 |
Rep | Type 1 — Dealing in securities | 2003-10-24 | 2004-04-16 |
| REXCAPITAL Futures Limited 御泰期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2003-06-16 | 2004-04-16 |
| Drake & Morgan Limited |
Rep | Type 1 — Dealing in securities | present | 2003-10-24 |
| Drake & Morgan Limited |
Rep | Type 4 — Advising on securities | present | 2003-06-10 |
| Drake & Morgan Limited |
Rep | Type 6 — Advising on corporate finance | present | 2003-06-10 |
| Drake & Morgan Limited |
Rep | Type 9 — Asset management | present | 2003-06-10 |