Chi Hung Fok
霍智鴻
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chi Hung Fok (霍智鴻), a licensed Responsible Officer with CE reference ACA636. Currently licensed at 2 firm(s): First Shanghai Securities Limited, First Shanghai Futures Limited. Active regulated activities: Type 1 — Dealing in securities; Type 2 — Dealing in futures contracts. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| First Shanghai Securities Limited 第一上海證券有限公司 |
RO | Type 1 — Dealing in securities | 2021-04-28 | present |
| First Shanghai Futures Limited 第一上海期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2016-06-06 | present |
| First Shanghai Securities Limited 第一上海證券有限公司 |
Rep | Type 1 — Dealing in securities | 2004-05-19 | 2021-04-28 |
| Drake & Morgan Limited |
Rep | Type 1 — Dealing in securities | present | 2004-05-03 |
| Drake & Morgan Limited |
Rep | Type 4 — Advising on securities | present | 2004-02-11 |
| Drake & Morgan Limited |
Rep | Type 6 — Advising on corporate finance | present | 2004-02-11 |
| Drake & Morgan Limited |
Rep | Type 9 — Asset management | present | 2004-02-11 |