Yiu Chun Lo
羅耀俊
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yiu Chun Lo (羅耀俊), a licensed former licensee with CE reference AYO674. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Dingxin (Securities) Limited 鼎鑫(證券)有限公司 |
Rep | Type 1 — Dealing in securities | 2020-07-09 | 2022-04-21 |
| Lego Securities Limited 力高證券有限公司 |
Rep | Type 1 — Dealing in securities | 2020-01-08 | 2020-06-29 |
| Mango Financial Limited 芒果金融有限公司 |
Rep | Type 1 — Dealing in securities | 2014-09-23 | 2019-12-12 |
| CNI Securities Group Limited 中國北方證券集團有限公司 |
Rep | Type 1 — Dealing in securities | 2012-01-06 | 2014-09-08 |