Miao Zhang
張淼
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Miao Zhang (張淼), a licensed Responsible Officer with CE reference BOX399. Currently licensed at 1 firm(s): CEB International Asset Management Corporation Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 19.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CEB International Asset Management Corporation Limited 光銀國際資產管理有限公司 |
RO | Type 1 — Dealing in securities | 2024-08-06 | present |
| CEB International Asset Management Corporation Limited 光銀國際資產管理有限公司 |
RO | Type 4 — Advising on securities | 2024-08-06 | present |
| CEB International Asset Management Corporation Limited 光銀國際資產管理有限公司 |
RO | Type 9 — Asset management | 2024-08-06 | present |
| CEB International Asset Management Corporation Limited 光銀國際資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2024-05-29 | 2024-08-06 |
| CEB International Asset Management Corporation Limited 光銀國際資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2024-05-29 | 2024-08-06 |
| CEB International Asset Management Corporation Limited 光銀國際資產管理有限公司 |
Rep | Type 9 — Asset management | 2024-05-29 | 2024-08-06 |
| XinKong International Securities Limited 信控國際證券有限公司 |
RO | Type 1 — Dealing in securities | 2021-11-04 | 2024-04-30 |
| XinKong International Securities Limited 信控國際證券有限公司 |
RO | Type 4 — Advising on securities | 2021-11-04 | 2024-04-30 |
| XinKong International Asset Management Limited 信控國際資產管理有限公司 |
RO | Type 9 — Asset management | 2021-11-04 | 2024-04-30 |
| XinKong International Securities Limited 信控國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2021-10-04 | 2021-11-04 |
| XinKong International Securities Limited 信控國際證券有限公司 |
Rep | Type 4 — Advising on securities | 2021-10-04 | 2021-11-04 |
| XinKong International Asset Management Limited 信控國際資產管理有限公司 |
Rep | Type 9 — Asset management | 2021-10-04 | 2021-11-04 |
| CNI Securities Group Limited 中國北方證券集團有限公司 |
RO | Type 1 — Dealing in securities | 2021-06-09 | 2021-08-31 |
| CNI Securities Group Limited 中國北方證券集團有限公司 |
RO | Type 4 — Advising on securities | 2021-06-09 | 2021-08-31 |
| CNI Securities Group Limited 中國北方證券集團有限公司 |
RO | Type 2 — Dealing in futures contracts | 2021-03-31 | 2021-08-31 |
| CNI Securities Group Limited 中國北方證券集團有限公司 |
Rep | Type 1 — Dealing in securities | 2021-01-11 | 2021-06-09 |
| CNI Securities Group Limited 中國北方證券集團有限公司 |
Rep | Type 4 — Advising on securities | 2021-01-11 | 2021-06-09 |
| CNI Global Assets Management Limited 中國北方環球資產管理有限公司 |
RO | Type 9 — Asset management | 2020-11-02 | 2021-08-31 |
| CNI Global Assets Management Limited 中國北方環球資產管理有限公司 |
Rep | Type 9 — Asset management | 2019-11-19 | 2020-11-02 |