Audrey Hoi Yan Wong
黃凱欣
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Audrey Hoi Yan Wong (黃凱欣), a licensed former licensee with CE reference AFQ642. Total licence records on file: 13.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Minerva Holding Financial Securities Limited 嬴控金融證券有限公司 |
Rep | Type 1 — Dealing in securities | 2016-06-01 | 2023-02-08 |
| Minerva Asset Global Investment Capital Limited 嬴環球資產投資有限公司 |
Rep | Type 9 — Asset management | 2016-06-01 | 2023-02-08 |
| oOo Securities (HK) Group Limited 奧翱驁集團(香港)證券有限公司 |
Rep | Type 1 — Dealing in securities | 2014-06-13 | 2016-04-28 |
| oOo Securities (HK) Group Limited 奧翱驁集團(香港)證券有限公司 |
Rep | Type 9 — Asset management | 2014-06-13 | 2016-04-28 |
| CNI Securities Group Limited 中國北方證券集團有限公司 |
Rep | Type 1 — Dealing in securities | 2013-12-17 | 2014-05-19 |
| CNI Securities Group Limited 中國北方證券集團有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2013-12-17 | 2014-05-19 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2012-09-28 | 2013-03-05 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 4 — Advising on securities | 2012-09-28 | 2013-03-05 |
| Guoyuan Futures (Hong Kong) Limited 國元期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2009-04-28 | 2011-03-05 |
| Guoyuan Securities Brokerage (Hong Kong) Limited 國元証券經紀(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2009-04-02 | 2011-03-05 |
| Sarasin Rabo Investment Management Limited 瑞士嘉盛萊寶投資管理有限公司 |
Rep | Type 1 — Dealing in securities | 2008-07-02 | 2008-11-18 |
| Sarasin Rabo Investment Management Limited 瑞士嘉盛萊寶投資管理有限公司 |
Rep | Type 4 — Advising on securities | 2008-07-02 | 2008-11-18 |
| Kingston Securities Limited 金利豐證券有限公司 |
Rep | Type 1 — Dealing in securities | 2008-03-19 | 2008-06-13 |