Kwok Chau Ma
馬國疇
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kwok Chau Ma (馬國疇), a licensed Representative with CE reference BOG876. Currently licensed at 1 firm(s): Topaz Financial Group Limited. Active regulated activities: Type 1 — Dealing in securities; Type 2 — Dealing in futures contracts. Total licence records on file: 15.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Topaz Financial Group Limited 瑭明金融集團有限公司 |
Rep | Type 1 — Dealing in securities | 2026-02-09 | present |
| Topaz Financial Group Limited 瑭明金融集團有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2026-02-09 | present |
| Orient Securities (Hong Kong) Limited 東方證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2025-04-02 | 2025-10-31 |
| Orient Futures (Hong Kong) Limited 東方期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2025-04-02 | 2025-10-31 |
| Zhongfu International Futures Co., Limited 中福國際期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2024-10-16 | 2025-02-06 |
| Zhongfu International Futures Co., Limited 中福國際期貨有限公司 |
Rep | Type 5 — Advising on futures contracts | 2024-10-16 | 2025-02-06 |
| Jin Yi Financial Group Limited 金益金融集團有限公司 |
Rep | Type 1 — Dealing in securities | 2023-11-13 | 2024-09-27 |
| M&F Asset Management Limited 渼豐資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2023-02-23 | 2023-06-30 |
| CNI Securities Group Limited 中國北方證券集團有限公司 |
Rep | Type 1 — Dealing in securities | 2022-07-22 | 2022-10-13 |
| CNI Securities Group Limited 中國北方證券集團有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2022-07-22 | 2022-10-13 |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2021-05-11 | 2022-02-07 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2020-08-20 | 2022-02-07 |
| Wilson Securities Limited 滙生證券有限公司 |
Rep | Type 1 — Dealing in securities | 2020-04-28 | 2020-08-13 |
| Wilson International Capital Limited 滙生國際資本有限公司 |
Rep | Type 6 — Advising on corporate finance | 2020-02-10 | 2020-08-13 |
| Success Securities Limited 實德證券有限公司 |
Rep | Type 1 — Dealing in securities | 2019-05-08 | 2019-11-19 |