Stephen Siu Chun Ng
吳肇駿
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Stephen Siu Chun Ng (吳肇駿), a licensed former licensee with CE reference AWW531. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Mango Financial Limited 芒果金融有限公司 |
Rep | Type 1 — Dealing in securities | 2014-11-06 | 2016-01-18 |
| CNI Securities Group Limited 中國北方證券集團有限公司 |
Rep | Type 1 — Dealing in securities | 2011-11-03 | 2014-10-29 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2011-09-20 | 2011-10-22 |
| Kingston Securities Limited 金利豐證券有限公司 |
Rep | Type 1 — Dealing in securities | 2011-02-25 | 2011-09-12 |