Diana Siu Lan Lau
劉小蘭
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Diana Siu Lan Lau (劉小蘭), a licensed former licensee with CE reference ANJ731. Total licence records on file: 24.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| MFG Limited 峰滙金融集團有限公司 |
RO | Type 9 — Asset management | 2024-04-08 | 2025-09-14 |
| MFG Limited 峰滙金融集團有限公司 |
RO | Type 1 — Dealing in securities | 2014-09-12 | 2025-09-14 |
| MFG Limited 峰滙金融集團有限公司 |
RO | Type 2 — Dealing in futures contracts | 2014-09-12 | 2025-09-14 |
| MFG Limited 峰滙金融集團有限公司 |
RO | Type 4 — Advising on securities | 2014-09-12 | 2025-09-14 |
| MFG Limited 峰滙金融集團有限公司 |
RO | Type 5 — Advising on futures contracts | 2014-09-12 | 2025-09-14 |
| MFG Limited 峰滙金融集團有限公司 |
Rep | Type 1 — Dealing in securities | 2014-08-04 | 2014-09-12 |
| MFG Limited 峰滙金融集團有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2014-08-04 | 2014-09-12 |
| MFG Limited 峰滙金融集團有限公司 |
Rep | Type 4 — Advising on securities | 2014-08-04 | 2014-09-12 |
| MFG Limited 峰滙金融集團有限公司 |
Rep | Type 5 — Advising on futures contracts | 2014-08-04 | 2014-09-12 |
| MFG Limited 峰滙金融集團有限公司 |
Rep | Type 9 — Asset management | 2014-08-04 | 2024-04-08 |
| DaoKou Securities Limited 道口證券有限公司 |
RO | Type 1 — Dealing in securities | 2014-02-24 | 2014-07-31 |
| MFG Limited 峰滙金融集團有限公司 |
RO | Type 4 — Advising on securities | 2012-05-18 | 2014-01-21 |
| MFG Limited 峰滙金融集團有限公司 |
RO | Type 5 — Advising on futures contracts | 2012-05-18 | 2014-01-21 |
| MFG Limited 峰滙金融集團有限公司 |
Rep | Type 9 — Asset management | 2012-04-12 | 2012-04-16 |
| MFG Limited 峰滙金融集團有限公司 |
RO | Type 1 — Dealing in securities | 2012-03-16 | 2014-01-21 |
| MFG Limited 峰滙金融集團有限公司 |
RO | Type 2 — Dealing in futures contracts | 2012-03-16 | 2014-01-21 |
| MFG Limited 峰滙金融集團有限公司 |
Rep | Type 1 — Dealing in securities | 2012-01-19 | 2012-03-16 |
| MFG Limited 峰滙金融集團有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2012-01-19 | 2012-03-16 |
| CNI Securities Group Limited 中國北方證券集團有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2011-08-08 | 2011-12-21 |
| CNI Securities Group Limited 中國北方證券集團有限公司 |
Rep | Type 1 — Dealing in securities | 2010-11-01 | 2011-12-21 |
| CVP Securities Limited 星火證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2008-08-05 | 2010-10-22 |
| CVP Securities Limited 星火證券有限公司 |
Rep | Type 1 — Dealing in securities | 2007-06-01 | 2010-10-22 |
| President Securities (Hong Kong) Limited 統一證券﹝香港﹞有限公司 |
Rep | Type 1 — Dealing in securities | 2007-03-28 | 2007-05-18 |
| CVP Securities Limited 星火證券有限公司 |
Rep | Type 1 — Dealing in securities | 2006-05-12 | 2007-03-18 |