Ho Yin Lau
劉浩賢
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ho Yin Lau (劉浩賢), a licensed Responsible Officer with CE reference AXV971. Currently licensed at 1 firm(s): Generations Partners Company Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 16.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Generations Partners Company Limited 承源資本有限公司 |
RO | Type 4 — Advising on securities | 2022-11-18 | present |
| Generations Partners Company Limited 承源資本有限公司 |
RO | Type 9 — Asset management | 2022-11-18 | present |
| Silver Nile Global Investments Limited 銀豐環球投資有限公司 |
Rep | Type 4 — Advising on securities | 2020-03-31 | 2020-08-03 |
| Silver Nile Global Investments Limited 銀豐環球投資有限公司 |
Rep | Type 1 — Dealing in securities | 2020-03-06 | 2020-08-03 |
| Silver Nile Global Investments Limited 銀豐環球投資有限公司 |
Rep | Type 9 — Asset management | 2020-03-06 | 2020-08-03 |
| VMS Securities Limited 鼎珮證券有限公司 |
Rep | Type 1 — Dealing in securities | 2019-05-27 | 2020-02-07 |
| VMS Asset Management Limited 鼎珮資產管理有限公司 |
Rep | Type 9 — Asset management | 2019-05-27 | 2020-02-07 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2014-04-14 | 2014-04-26 |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2014-04-14 | 2014-04-26 |
| CNI Securities Group Limited 中國北方證券集團有限公司 |
Rep | Type 1 — Dealing in securities | 2013-07-09 | 2014-01-20 |
| CNI Securities Group Limited 中國北方證券集團有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2013-07-09 | 2014-01-20 |
| China Galaxy International Securities (Hong Kong) Co., Limited 中國銀河國際證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2013-03-04 | 2013-07-02 |
| China Galaxy International Futures (Hong Kong) Co., Limited 中國銀河國際期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2013-03-04 | 2013-07-02 |
| CNI Securities Group Limited 中國北方證券集團有限公司 |
Rep | Type 1 — Dealing in securities | 2012-03-21 | 2013-02-14 |
| CNI Securities Group Limited 中國北方證券集團有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2012-03-21 | 2013-02-14 |
| CES Capital International (Hong Kong) Co., Limited 東航國際金融(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2011-09-09 | 2011-10-10 |