Wai Kit (SFC:AES388) Cheung

張偉傑
CE No. AES388 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Kit (SFC:AES388) Cheung (張偉傑), a licensed former licensee with CE reference AES388. Total licence records on file: 38.

Licence history

FirmRoleRegulated activityFromTo
Future Growth Financial Services Limited
聚合金融服務有限公司
RO Type 2 — Dealing in futures contracts 2018-08-23 2021-12-20
Future Growth Financial Services Limited
聚合金融服務有限公司
Rep Type 2 — Dealing in futures contracts 2016-06-14 2018-08-23
Future Growth Financial Services Limited
聚合金融服務有限公司
RO Type 1 — Dealing in securities 2016-03-30 2021-12-20
Future Growth Financial Services Limited
聚合金融服務有限公司
Rep Type 1 — Dealing in securities 2016-02-26 2016-03-30
PC Securities Limited
寶鉅證券有限公司
RO Type 1 — Dealing in securities 2014-06-11 2016-01-29
Core Pacific - Yamaichi International (H.K.) Limited
京華山一國際(香港)有限公司
Rep Type 1 — Dealing in securities 2012-08-22 2014-02-19
Core Pacific-Yamaichi Securities (H.K.) Limited
京華山一證券(香港)有限公司
Rep Type 1 — Dealing in securities 2012-08-22 2014-02-19
Core Pacific-Yamaichi Futures (H.K.) Limited
京華山一期貨(香港)有限公司
Rep Type 2 — Dealing in futures contracts 2012-08-22 2014-02-19
Hong Kong Securities (International) Company Limited
香港證券(國際)有限公司
RO Type 1 — Dealing in securities 2011-07-11 2012-07-09
CNI Securities Group Limited
中國北方證券集團有限公司
Rep Type 1 — Dealing in securities 2010-10-13 2011-07-05
GBS International Financial Limited
Rep Type 2 — Dealing in futures contracts 2009-12-15 2010-08-18
CNI Securities Group Limited
中國北方證券集團有限公司
RO Type 1 — Dealing in securities 2009-12-15 2010-10-13
Core Pacific - Yamaichi International (H.K.) Limited
京華山一國際(香港)有限公司
Rep Type 1 — Dealing in securities 2009-10-30 2009-12-09
Core Pacific-Yamaichi Securities (H.K.) Limited
京華山一證券(香港)有限公司
Rep Type 1 — Dealing in securities 2009-10-30 2009-12-09
Core Pacific-Yamaichi Futures (H.K.) Limited
京華山一期貨(香港)有限公司
Rep Type 2 — Dealing in futures contracts 2009-10-30 2009-12-09
Core Pacific - Yamaichi International (H.K.) Limited
京華山一國際(香港)有限公司
Rep Type 1 — Dealing in securities 2008-06-13 2009-05-27
Core Pacific-Yamaichi Securities (H.K.) Limited
京華山一證券(香港)有限公司
Rep Type 1 — Dealing in securities 2008-06-13 2009-05-27
Core Pacific-Yamaichi Futures (H.K.) Limited
京華山一期貨(香港)有限公司
Rep Type 2 — Dealing in futures contracts 2008-06-13 2009-05-27
Celestial Securities Limited
時富證券有限公司
Rep Type 1 — Dealing in securities 2007-10-25 2008-05-16
Celestial Commodities Limited
時富商品有限公司
Rep Type 2 — Dealing in futures contracts 2007-10-25 2008-05-16
Wing Fung Securities Limited
永豐證券有限公司
RO Type 1 — Dealing in securities 2007-01-11 2007-10-11
Wing Fung Futures Limited
永豐期貨有限公司
RO Type 2 — Dealing in futures contracts 2007-01-11 2007-10-11
Wing Fung Securities Limited
永豐證券有限公司
Rep Type 1 — Dealing in securities 2006-10-25 2007-01-11
Wing Fung Futures Limited
永豐期貨有限公司
Rep Type 2 — Dealing in futures contracts 2006-10-25 2007-01-11
TIS Securities (HK) Limited
金鼎綜合證券(香港)有限公司
RO Type 2 — Dealing in futures contracts 2005-05-24 2006-09-30
TIS Securities (HK) Limited
金鼎綜合證券(香港)有限公司
Rep Type 2 — Dealing in futures contracts 2005-02-18 2005-05-24
TIS Securities (HK) Limited
金鼎綜合證券(香港)有限公司
Rep Type 1 — Dealing in securities 2004-06-25 2006-09-30
SBI China Capital Financial Services Limited
軟庫中華金融服務有限公司
Rep Type 1 — Dealing in securities present 2003-10-07
SBI China Capital Securities Limited
軟庫中華金融證券有限公司
Rep Type 1 — Dealing in securities present 2003-10-07
SBI China Capital Commodities Limited
軟庫中華金融期貨有限公司
Rep Type 2 — Dealing in futures contracts present 2003-10-07
SBI China Capital Financial Services Limited
軟庫中華金融服務有限公司
Rep Type 4 — Advising on securities present 2003-07-24
SBI China Capital Securities Limited
軟庫中華金融證券有限公司
Rep Type 4 — Advising on securities present 2003-07-24
SBI China Capital Commodities Limited
軟庫中華金融期貨有限公司
Rep Type 5 — Advising on futures contracts present 2003-07-24
SBI China Capital Financial Services Limited
軟庫中華金融服務有限公司
Rep Type 6 — Advising on corporate finance present 2003-07-24
SBI China Capital Securities Limited
軟庫中華金融證券有限公司
Rep Type 6 — Advising on corporate finance present 2003-07-24
SBI China Capital Commodities Limited
軟庫中華金融期貨有限公司
Rep Type 9 — Asset management present 2003-07-24
SBI China Capital Financial Services Limited
軟庫中華金融服務有限公司
Rep Type 9 — Asset management present 2003-07-24
SBI China Capital Securities Limited
軟庫中華金融證券有限公司
Rep Type 9 — Asset management present 2003-07-24

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