Robin Jonathan Gibbs Fox
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Robin Jonathan Gibbs Fox, a licensed Representative with CE reference AAJ578. Currently licensed at 2 firm(s): CNI Global Assets Management Limited, CNI Securities Group Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 22.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CNI Global Assets Management Limited 中國北方環球資產管理有限公司 |
Rep | Type 9 — Asset management | 2021-01-04 | present |
| CNI Securities Group Limited 中國北方證券集團有限公司 |
Rep | Type 1 — Dealing in securities | 2020-08-17 | present |
| CNI Securities Group Limited 中國北方證券集團有限公司 |
Rep | Type 4 — Advising on securities | 2020-08-17 | present |
| Pearl Bridge Securities Limited 橋匯證券有限公司 |
RO | Type 1 — Dealing in securities | 2019-07-09 | 2020-07-18 |
| Pearl Bridge Securities Limited 橋匯證券有限公司 |
RO | Type 4 — Advising on securities | 2019-07-09 | 2020-07-18 |
| Platinum Securities Company Limited 百德能證券有限公司 |
RO | Type 1 — Dealing in securities | 2016-08-29 | 2018-08-25 |
| Platinum Securities Company Limited 百德能證券有限公司 |
RO | Type 6 — Advising on corporate finance | 2016-08-29 | 2018-08-25 |
| Platinum Securities Company Limited 百德能證券有限公司 |
Rep | Type 1 — Dealing in securities | 2016-07-14 | 2016-08-29 |
| Platinum Securities Company Limited 百德能證券有限公司 |
Rep | Type 6 — Advising on corporate finance | 2016-07-14 | 2016-08-29 |
| Central China International Capital Limited 中州國際融資有限公司 |
RO | Type 1 — Dealing in securities | 2015-11-03 | 2016-05-24 |
| Central China International Capital Limited 中州國際融資有限公司 |
RO | Type 6 — Advising on corporate finance | 2015-11-03 | 2016-05-24 |
| Central China International Capital Limited 中州國際融資有限公司 |
Rep | Type 1 — Dealing in securities | 2015-07-10 | 2015-11-03 |
| Central China International Capital Limited 中州國際融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2015-07-10 | 2015-11-03 |
| Fortune Origin Securities Limited 富中證券有限公司 |
RO | Type 1 — Dealing in securities | 2013-01-30 | 2015-06-10 |
| Fortune Origin Securities Limited 富中證券有限公司 |
RO | Type 6 — Advising on corporate finance | 2013-01-30 | 2015-06-10 |
| Fortune Origin Securities Limited 富中證券有限公司 |
Rep | Type 1 — Dealing in securities | 2010-07-16 | 2013-01-30 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 1 — Dealing in securities | 2007-09-10 | 2010-02-01 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2007-09-10 | 2010-02-01 |
| Quam Capital Limited 華富建業企業融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2007-09-10 | 2009-02-04 |
| South China Capital Limited 南華融資有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-01-12 |
| South China Capital Limited 南華融資有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2006-04-06 |
| South China Capital Limited 南華融資有限公司 |
Rep | Type 9 — Asset management | present | 2004-01-12 |