Chor Yam Law
羅楚欽
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chor Yam Law (羅楚欽), a licensed Responsible Officer with CE reference ABY396. Currently licensed at 2 firm(s): Wing Fung Securities Limited, Wing Fung Futures Limited. Active regulated activities: Type 1 — Dealing in securities; Type 2 — Dealing in futures contracts; Type 4 — Advising on securities. Total licence records on file: 15.
More firms doing Dealing in securities →More firms doing Dealing in futures contracts →More firms doing Advising on securities →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Wing Fung Securities Limited 永豐證券有限公司 |
RO | Type 1 — Dealing in securities | 2024-03-22 | present |
| Wing Fung Futures Limited 永豐期貨有限公司 |
RO | Type 2 — Dealing in futures contracts | 2024-03-22 | present |
| Wing Fung Securities Limited 永豐證券有限公司 |
RO | Type 4 — Advising on securities | 2024-03-22 | present |
| Wing Fung Securities Limited 永豐證券有限公司 |
Rep | Type 1 — Dealing in securities | 2023-12-04 | 2024-03-22 |
| Wing Fung Futures Limited 永豐期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2023-12-04 | 2024-03-22 |
| Wing Fung Securities Limited 永豐證券有限公司 |
Rep | Type 4 — Advising on securities | 2023-12-04 | 2024-03-22 |
| Orient Securities (Hong Kong) Limited 東方證券(香港)有限公司 |
RO | Type 4 — Advising on securities | 2013-02-26 | 2023-08-26 |
| Orient Futures (Hong Kong) Limited 東方期貨(香港)有限公司 |
RO | Type 2 — Dealing in futures contracts | 2011-02-28 | 2023-08-26 |
| Orient Securities (Hong Kong) Limited 東方證券(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2011-02-17 | 2023-08-26 |
| CNI Securities Group Limited 中國北方證券集團有限公司 |
RO | Type 1 — Dealing in securities | 2009-12-15 | 2010-09-27 |
| GBS International Financial Limited |
RO | Type 2 — Dealing in futures contracts | 2009-06-15 | 2010-09-03 |
| Wing Fung Securities Limited 永豐證券有限公司 |
RO | Type 1 — Dealing in securities | 2007-01-17 | 2009-04-30 |
| Wing Fung Futures Limited 永豐期貨有限公司 |
RO | Type 2 — Dealing in futures contracts | 2006-10-23 | 2009-04-30 |
| TIS Securities (HK) Limited 金鼎綜合證券(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2005-01-21 | 2006-09-30 |
| TIS Securities (HK) Limited 金鼎綜合證券(香港)有限公司 |
RO | Type 2 — Dealing in futures contracts | 2005-01-21 | 2006-09-30 |