Siu Hung (SFC:BOM816) Tse
謝兆鴻
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Siu Hung (SFC:BOM816) Tse (謝兆鴻), a licensed former licensee with CE reference BOM816. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Delta Asia Securities Limited 滙業證券有限公司 |
Rep | Type 1 — Dealing in securities | 2023-08-02 | 2024-04-06 |
| Delta Asia Financial Futures Limited 滙業金融期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2023-08-02 | 2024-04-06 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2021-07-20 | 2023-02-19 |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2021-07-20 | 2023-02-19 |
| Fulbright Futures Limited 富昌期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2020-07-15 | 2021-07-10 |
| Fulbright Securities Limited 富昌證券有限公司 |
Rep | Type 1 — Dealing in securities | 2020-03-05 | 2021-07-10 |
| CNI Securities Group Limited 中國北方證券集團有限公司 |
Rep | Type 1 — Dealing in securities | 2019-07-25 | 2020-02-14 |